When it comes to raising capital or vetting a proposed investment, there are times when circumstances mandate bringing in experts who have end-to-end experience, and understand the entirety of what is required to close a capital markets transaction.  The old saying of "time is money," applies strongest in the financial services industry.  Once the parties reach a verbal agreement, the clock starts ticking and the parties expect the closing package to be comprehensive, compliant, professional, and executable.  Furthermore, nobody is interested in dragging out the process for weeks; it has to be done immediately.  The aforementioned requirements mean you need an expert who can step in and get the job done without excessive supervision.  

That's when you reach out to me.

I have more than 30 years of experience in capital markets transactions consulting on both the buy-side (i.e., investor side) and sell-side (i.e., issuer or broker-dealer side) assignments for underwriting, due diligence documentation, valuation, structuring, financial forecasting, FINRA/SEC compliance, program management, negotiations, and offering documentation drafting.  I have created customized software systems and programs to support the FinTech world and capital markets.  If you have issues with financial reporting transparency, fraud, vendor non-performance, and/or embezzlement, then you need to bring me to the table.  I have proprietary programs and intellectual property that eliminates these outcomes.  In fact, they are baked into the underwriting analysis approach I use for capacity, collateral, credit, and default risk underwriting reviews.

All of these skills are deployable for your benefit.  My assignments contributed to billions of dollars in capital financing being raised in the capital markets.  Whether your needs are for debt, equity or hybrid securities, I'm an expert in structuring and creating all of the supporting deal elements.  I do it quickly - a typical assignment is completed within 2-3 business days.  I support Regulation CF (crowdfunding), Regulation A, and Regulation D registration-exempt offerings, and provide program coordination, management, and execution services.

Find out more with a 15-minute no-obligation consultation.