Licensing and Registrations Manager. Synergy Investments, Nov 2006 -
Oct 2007
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Kept all registered representatives and brokers Finra (Formerly NASD)
compliant.
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Scheduling exams
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Obtaining selling agreements
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Maintaining E&O/Bonding Insurance
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Appointing reps with Direct Business Mutual Fund Companies to sell
products under Synergy Investment Group, LLC’s blanket selling agreements.
Intern - Clerical. Norwood Medical Services, Sep 1997 - Jun 1998
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Check in patients
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Sterilized exam rooms
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Filed insurance claims
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Placed reminder calls
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Readied patient files for medical personnel
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Answered Phones