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Financial & Securities

$100/hr Starting at $25

Providing outstanding on-demand paralegal services whether you need research, help on a specific project or on-going assistance. Experience includes:Extensive expertise in state blue sky law, research of federal regulation and staate securities laws, self executing exemptions and piggy-back exemptions relating to same. Preparation of compliance memoranda regarding the availability of exemptions and requirements for registration.Preparation and review of Private Placement Memorandums, subscription documents and all related documentsMaintain open-ended funds and maintaining federal and state complianceResponsible for research, preparing, analyzing and filing all SEC filings via Edgar: - 16 & SEC filings: Form 3, 4 and 5, 10-K, 10-Q and 8-K's - Form D, ADV's and U-4's - Obtain SEC ID numbers - Edgarization of documents - Prepare and file all other related documentsCorporate: - Prepare and maintain minute books, certificates and ledgers - Draft, prepare and file corporate charte

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$100/hr Ongoing

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Providing outstanding on-demand paralegal services whether you need research, help on a specific project or on-going assistance. Experience includes:Extensive expertise in state blue sky law, research of federal regulation and staate securities laws, self executing exemptions and piggy-back exemptions relating to same. Preparation of compliance memoranda regarding the availability of exemptions and requirements for registration.Preparation and review of Private Placement Memorandums, subscription documents and all related documentsMaintain open-ended funds and maintaining federal and state complianceResponsible for research, preparing, analyzing and filing all SEC filings via Edgar: - 16 & SEC filings: Form 3, 4 and 5, 10-K, 10-Q and 8-K's - Form D, ADV's and U-4's - Obtain SEC ID numbers - Edgarization of documents - Prepare and file all other related documentsCorporate: - Prepare and maintain minute books, certificates and ledgers - Draft, prepare and file corporate charte

Skills & Expertise

CorporateCorporate LawLegalManagementParalegalResearchTax Filing

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