Dave Banerjee is teamed up with RND Resources to provide compliance services for firms registered with FINRA, SEC, MSRB, CFTC, and other regulatory organizations of the financial services industry. We offer a broad range of services starting with new firm formation and membership or change in firm registration due to merger or acquisition. Additionally we provide on-going monthly compliance monitoring, recordkeeping, and reporting for BDs, RIAs, Municipal Dealers, Fund Managers, and more. Dave Banerjee CPA is PCAOB registered and conducts certified BD audits, surprise custody exams, and related accounting and audit services. Dave also provides forensic accounting and valuation services to financial firms. Visit RND Resources website to see more of our services: www.finracompliance.com