Compliance (and Legal) professional with 18 years extensive experience in asset management, private equity, capital markets and regulatory compliance in London/Europe, USA, Hong Kong/APAC and Australia.
Extensive and diverse background in compliance, ops (and legal), securities and market regulation, private/hedge/alternative funds and SPVs, business conduct and ethics, governance, internal controls, cyber-security, forensic testing, fund marketing and product distribution compliance - drafting & negotiation of trading documentation (ISDA, CSAs, Prime Brokerage Agreements), Terms & Conditions, IMAs, fund prospectus, side-letters, NDAs, Employment Agreements, SLAs, SOWs & disclaimers.
Able to advise on regulatory matters pertaining to licensing in US, APAC, UK, Europe & Australia and general advice with respect to regulatory matters.
I have many years experience in the negotiation and drafting of various types legal agreements as noted above.