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Regulatory Compliance, Risk and Controls

$50/hr Starting at $500

Compliance consultancy advising businesses and entrepreneurs in multiple markets including eCommerce, Payments, Blockchain, Crypto/Digital/Virtual Currency and Daily Fantasy Sports. Guidance and consultative subject matter expertise relative to AML/BSA/KYC regulatory risk, obligations and compliance requirements including drafting of Non-legal opinions as to the applicability of State MTL and Federal MSB registration. Conduct transactional investigations and due diligence reviews including investigative Due Diligence and Enhanced Due Diligence (EDD). Conduct program reviews to determine BSA, OFAC, Customer Identification Program and Sanctions compliance. Analytics, Intelligence & Modeling including Model Risk Management, Model/Scenario Design, Model Metrics and Tuning, Research and Analysis. Guidance and consultative subject matter expertise relative Anti-Fraud program design including the identification and assessment of fraud risks and development of related internal controls.

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$50/hr Ongoing

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Compliance consultancy advising businesses and entrepreneurs in multiple markets including eCommerce, Payments, Blockchain, Crypto/Digital/Virtual Currency and Daily Fantasy Sports. Guidance and consultative subject matter expertise relative to AML/BSA/KYC regulatory risk, obligations and compliance requirements including drafting of Non-legal opinions as to the applicability of State MTL and Federal MSB registration. Conduct transactional investigations and due diligence reviews including investigative Due Diligence and Enhanced Due Diligence (EDD). Conduct program reviews to determine BSA, OFAC, Customer Identification Program and Sanctions compliance. Analytics, Intelligence & Modeling including Model Risk Management, Model/Scenario Design, Model Metrics and Tuning, Research and Analysis. Guidance and consultative subject matter expertise relative Anti-Fraud program design including the identification and assessment of fraud risks and development of related internal controls.

Skills & Expertise

AnalysisAnalyticsAnti Money LaunderingBitcoinBlockchainComplianceConsumer ProtectionEcommerceLegalManagementPrivacyResearchReviewsRisk ManagementTraining

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