Specialties: Corporate Governance, Securities Regulation, Mergers, Acquisitions, Capital Raising, Finance, Securities Laws, Capital Markets, Corporate Finance
I advise public and private companies, non-profit organizations, institutional investors, and other clients in corporate, corporate governance, securities regulation, and transactional matters. My clients include small, medium, and large cap companies, non-profit organizations, public pension funds, and other institutional investors.
My career includes 4 years of service with the SEC as a staff attorney in the SEC’s Division of Corporation Finance, where I advised on a variety of matters arising under federal securities law with an emphasis on corporate finance issues under the Securities Act of 1933, issuer reporting obligations under the Securities Exchange Act of 1934, corporate governance developments, and SEC enforcement actions.
Work Terms
Proactive, solutions-oriented attorney with extensive experience counseling Fortune 500, mid-market and private companies as an SEC lawyer, a senior lawyer at a large international fir,m and as an in-house General Counsel. Advise senior executives on a wide variety of complex legal and business issues, as well as sophisticated financing and other high-profile transactions. Areas of specialization include: capital markets transactions, securities and disclosure matters and corporate governance. A dynamic business counselor in partnering with business leaders to drive sound decisions.