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Skills

  • Compliance Consulting
  • Compliance Testing
  • Consultant
  • Creative
  • Financial Planning
  • Business Continuity Planning
  • Contracts
  • Cybersecurity
  • Email Services
  • Finance
  • Help Desk
  • Regulatory Audits
  • Reports
  • Review Writing

Services

  • Compliance consulting

    $5/hr Starting at $25 Ongoing

    Dedicated Resource

    I have several years experience providing consulting services to financial service firms and registered investment advisors. I can help with your ADV questions, compliance issues, SEC or FINRA deficiency...

    Business Continuity PlanningCompliance ConsultingCompliance TestingConsultantCreative

  • Regulatory Compliance for RIAs

    $225/hr Starting at $25 Ongoing

    Dedicated Resource

    I have several years experience on Wall Street and as a consultant working with registered investment advisors and broker dealers. Not only can I help advisors prepare for SEC, FINRA, and state regulatory...

    Compliance ConsultingCompliance TestingConsultantContractsCreative

About

Work Terms

I will put in whatever hours are necessary to get the job done.