Empowering businesses with expert risk management, compliance, internal controls, and audit solutions—ensuring resilience, regulatory adherence, and sustainable growth in a dynamic business

I’m Tracey Mumba, an expert with 17 years of experience in compliance, risk management, internal audit, and internal controls. My journey spans across banking, insurance, and multinational corporations, where I’ve helped organizations navigate complex risks, strengthen governance, and ensure regulatory compliance.

My Professional Journey

I started my career in the financial sector, working in major banks and insurance firms, where I gained deep expertise in enterprise risk management, financial crime compliance, and internal auditing. I later transitioned to the construction and heavy machinery industry, where I apply my skills to global regulatory requirements, operational risk management, and fraud prevention.

My leadership extends beyond corporate roles—I’ve served as a Board Member at Zambia Electronic Clearing House, contributing to national financial infrastructure governance.

My academic background includes an MBA in Management Strategy, certifications in Internal Audit and Business Risk Management.

My Values: Integrity, Excellence & Purpose

I believe that strong governance and ethical leadership are at the heart of sustainable business success.

My approach is built on:

i) Integrity: Upholding transparency and ethical standards in risk and compliance.
ii) Excellence: Delivering high-impact solutions that go beyond compliance to drive business growth.
iii) Continuous Learning: Staying ahead of evolving regulations and industry best practices.

Lessons from Experience
One defining moment in my career was uncovering a major financial control weakness that could have resulted in significant losses. Rather than just identifying the issue, I worked closely with leadership to develop sustainable solutions, reinforcing my belief that risk management is not about fear but about enabling business success.

I also learned the value of proactive compliance while working in financial services—many businesses see compliance as a burden, but I help organizations shift their mindset to view it as a competitive advantage.

Beyond Work: My Passions & Hobbies

Outside of risk and compliance, I enjoy:

Reading—I’m passionate about leadership, finance, and governance books.
Mentoring young professionals in risk and compliance, helping them build strong careers.
Traveling—Exploring different cultures gives me new perspectives on global business practices.
Fitness & Wellness—A strong mind needs a strong body, so I make time for exercise and wellness.

A Purpose-Driven Career
My career is more than just compliance and risk—it’s about helping businesses thrive in a structured, sustainable, and ethical way. Whether guiding organizations through regulatory challenges, mitigating financial and operational risks, or strengthening corporate governance, my mission is to build resilient businesses that stand the test of time.

Work Terms

Hours of operation-7 am to 5 pm EST, preferred hourly Payment terms but open to discuss amendments depending on work to be done. Emails are the preferred communication method